Core Principles
Intermediate11 min read

Financing Laws & Disclosures

RESPA, Truth in Lending, TRID, ECOA, and predatory-lending rules.

Federal law tightly regulates how loans are disclosed and approved. These consumer-protection statutes are tested in the national Financing topic and overlap with closing procedures.

The major lending laws

RESPA
Real Estate Settlement Procedures Act — governs settlement on most residential loans; prohibits kickbacks and unearned referral fees.
TILA (Reg Z)
Truth in Lending Act — requires disclosure of the APR and total finance charges; governs advertising of credit terms.
TRID
The TILA-RESPA Integrated Disclosure rule — combines disclosures into the Loan Estimate (within 3 business days of application) and Closing Disclosure (3 business days before closing).
ECOA
Equal Credit Opportunity Act — prohibits lending discrimination based on protected characteristics.

Key triggers and rules

  • Loan Estimate: delivered within 3 business days of a completed loan application.
  • Closing Disclosure: received at least 3 business days before consummation.
  • Reg Z 'trigger terms' in ads (like a down payment amount or monthly payment) require full disclosure of terms.
  • RESPA bans kickbacks and fee-splitting for referrals of settlement services.

Predatory practices — steering borrowers to high-cost loans, loan flipping, and equity stripping — are prohibited. An agent who refers a buyer to an affiliated lender must disclose the relationship and cannot accept an illegal referral fee.

Key takeaways

  • RESPA bans kickbacks; TILA/Reg Z requires APR and ad disclosures.
  • TRID = Loan Estimate (3 days after application) + Closing Disclosure (3 days before closing).
  • ECOA prohibits discrimination in lending decisions.